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Advisor at HIGHTOWER ADVISORS, LLC
Madison, NJ | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 27, 2023 | n/a | yes | CHICAGO, IL|Madison, NJ | Current employment |
| BAY POINT WEALTH | Former SEC adviser | Dec 11, 2020 | Jun 15, 2023 | no | ANNAPOLIS, MD | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 22, 2020 | Nov 24, 2020 | no | LEXINGTON, KY | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Dec 20, 2018 | Jul 24, 2019 | no | Madison, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAY POINT WEALTH | HIGHTOWER ADVISORS, LLC | Jun 15, 2023 | Jul 27, 2023 | 42 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | BAY POINT WEALTH | Nov 24, 2020 | Dec 11, 2020 | 17 | Firm change | Ibd to RIA |
| HIGHTOWER ADVISORS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jul 24, 2019 | Sep 22, 2020 | 426 | Firm change after gap | Ibd to ibd |