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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BAY POINT WEALTH

ANNAPOLIS FINANCIAL SERVICES, LLC, CRD 123095

ANNAPOLIS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11622a1f-849b-6645-3fe3-5aa0970a85cf

Data as of Jul 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 23
On other graphs: 0
Observed: Mar 26, 2012 to Jul 22, 2024
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $399MItem 5.F on the latest filing (2024-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $399M
Private client RAUM: $399MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 688
Individual clients: 98
High net worth clients: 78
Custody, client assets: $212M
SEC number: 801-95167
CRD: 123095
Filings on the tape: 38
First filed: Mar 26, 2012
Latest filed: Jul 22, 2024
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUFNELL, WILLIAM, JAMES	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	07/1995	Mar 26, 2012	Jul 22, 2024
Hufnell, William, Joseph	Member	A	yes	01/2020	Nov 10, 2016	Jul 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Stevensville	Md	United States	2	no
Sarasota	FL	United States	1	no
ST. PETERSBURG	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 18, 2024	$399M	$399M	8	4	7	n/a	n/a
2022	Mar 23, 2023	$625M	$624M	15	11	9	n/a	n/a
2021	Mar 23, 2022	$699M	$698M	14	8	7	n/a	n/a
2020	Mar 21, 2021	$537M	$537M	14	8	5	n/a	n/a
2019	Mar 28, 2020	$376M	$358M	11	8	4	n/a	n/a
2018	Mar 26, 2019	$204M	$204M	7	4	2	n/a	n/a
2017	Mar 10, 2018	$181M	$181M	8	4	2	n/a	n/a
2016	Feb 27, 2017	$131M	$131M	7	3	n/a	n/a	n/a
2015	Mar 29, 2016	$120M	$120M	5	1	n/a	n/a	n/a
2011	Mar 26, 2012	$70.8M	$70.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$399M	$625M	-36.1%	$537M	-9.4%	8	15	7	9

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MODERA WEALTH MANAGEMENT, LLC	4	Nov 21, 2024	Nov 21, 2024	STEVENSVILLE, MD	Firm absorbed	RIA to RIA	100.0%
CURIO WEALTH, LLC	3	Dec 31, 2023	Nov 11, 2024	ANNAPOLIS, MD	Team lift out	RIA to new firm	33.3%

Relationships

Controls (2)

← HUFNELL, WILLIAM, JAMESOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV
← Hufnell, William, JosephOwnerMEMBER, ownership code A, individual
Nov 10, 2016 to presentfactForm ADV

Moved with (2)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviser4 advisors, firm absorbed, same day
Nov 21, 2024 to Nov 21, 2024factForm ADV
→ CURIO WEALTH, LLCRegistered adviser4 advisors, team lift out, same day
Dec 31, 2023 to Nov 11, 2024factForm ADV

Registered with (11)

← WILLIAM JAMES HUFNELLAdvisorregistration: previous registration
Jun 27, 2012 to Nov 21, 2024factForm ADV
← JOHN DANIEL EBINGERAdvisorregistration: previous registration
Mar 10, 2018 to Nov 21, 2024factForm ADV
← WILLIAM JOSEPH HUFNELLAdvisorregistration: previous registration
Jun 9, 2016 to Nov 21, 2024factForm ADV
← JOSEPH LEWIS POWANDAAdvisorregistration: previous registration
Aug 10, 2022 to Nov 21, 2024factForm ADV
← YVONNE MICHELE SCOGGINSAdvisorregistration: previous registration
Jan 3, 2020 to Feb 1, 2024factForm ADV
← JAMES SCOTT KANTOWSKIAdvisorregistration: previous registration
Jan 3, 2020 to Dec 31, 2023factForm ADV
← LYN ANN DIPPELAdvisorregistration: previous registration
Jul 13, 2020 to Dec 31, 2023factForm ADV
← JACOB WATSON SADLERAdvisorregistration: previous registration
Dec 23, 2021 to Dec 31, 2023factForm ADV
← ELIZABETH GRACE GILLETTEAdvisorregistration: previous registration
Jun 21, 2022 to Dec 31, 2023factForm ADV
← Sarah Anne MelzerAdvisorregistration: previous registration
Dec 11, 2020 to Jun 15, 2023factForm ADV
← ELIZABETH CLARE WOLLEBEN YODERAdvisorregistration: previous registration
Feb 21, 2020 to Feb 12, 2021factForm ADV

Dated events

Occurred
Nov 21, 2024
Firm absorbed
Bay Point Wealth's advisors moved to Modera Wealth Management, LLC (Stevensville, MD): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Nov 21, 2024
Advisor changed firm
Joseph Lewis Powanda left Bay Point Wealth for Modera Wealth Management, Llc (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2024
Advisor changed firm
William James Hufnell left Bay Point Wealth for Modera Wealth Management, Llc (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2024
Advisor changed firm
John Daniel Ebinger left Bay Point Wealth for Modera Wealth Management, Llc (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2024
Advisor changed firm
William Joseph Hufnell left Bay Point Wealth for Modera Wealth Management, Llc (registered 2024-11-21)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Regulatory AUM changed
Bay Point Wealth reported RAUM $399.2M, down 36% from $624.9M (2023-10-10 to 2024-03-18)
Form ADVobserved 4 days ago
$-226M
Occurred
Mar 18, 2024
Control person left
Scott James Kantowski (Director Of Financial Planning, Chief Investment Officer) no longer on Schedule A of Bay Point Wealth (listed 2023-10-10, absent 2024-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person left
Ann Lyn Dippel (Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of Bay Point Wealth (listed 2023-10-10, absent 2024-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person joined
Joseph William Hufnell (Member) appeared on Schedule A of Bay Point Wealth
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Yvonne Michele Scoggins left Bay Point Wealth for Curio Wealth, Llc (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Team lift-out
4 advisors left Bay Point Wealth (Annapolis, MD) for Curio Wealth, LLC on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Dec 31, 2023
Advisor changed firm
James Scott Kantowski left Bay Point Wealth for Curio Wealth, Llc (registered 2024-01-02)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Lyn Ann Dippel left Bay Point Wealth for Curio Wealth, Llc (registered 2024-11-11)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Jacob Watson Sadler left Bay Point Wealth for Curio Wealth, Llc (registered 2024-01-02)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Elizabeth Grace Gillette left Bay Point Wealth for Curio Wealth, Llc (registered 2024-11-11)
Form ADVobserved 4 days ago
Occurred
Jun 15, 2023
Advisor changed firm
Sarah Anne Melzer left Bay Point Wealth for Hightower Advisors, Llc (registered 2023-07-27)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Regulatory AUM changed
Bay Point Wealth reported RAUM $698.8M, up 30% from $537.5M (2021-12-08 to 2022-03-23)
Form ADVobserved 4 days ago
$161M
Occurred
Mar 23, 2022
Control person left
Kimberly Anderson (Owner) no longer on Schedule A of Bay Point Wealth (listed 2021-12-08, absent 2022-03-23)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2021
Regulatory AUM changed
Bay Point Wealth reported RAUM $537.5M, up 43% from $376.5M (2020-11-03 to 2021-03-21)
Form ADVobserved 4 days ago
$161M
Occurred
Mar 21, 2021
Control person joined
Ann Lyn Dippel (Chief Compliance Officer) appeared on Schedule A of Bay Point Wealth
Form ADVobserved 4 days ago
Occurred
Mar 28, 2020
Regulatory AUM changed
Bay Point Wealth reported RAUM $376.5M, up 85% from $203.9M (2020-01-03 to 2020-03-28)
Form ADVobserved 4 days ago
$173M
Occurred
Jan 3, 2020
Control person joined
Scott James Kantowski (Director Of Financial Planning, Chief Investment Officer) appeared on Schedule A of Bay Point Wealth
Form ADVobserved 4 days ago
Occurred
Apr 14, 2015
First Form ADV filing
Annapolis Financial Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11622a1f-849b-6645-3fe3-5aa0970a85cf
First observed: Mar 26, 2012
Last observed: Jul 22, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAY POINT WEALTH

ANNAPOLIS FINANCIAL SERVICES, LLC, CRD 123095

ANNAPOLIS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11622a1f-849b-6645-3fe3-5aa0970a85cf

Data as of Jul 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUFNELL, WILLIAM, JAMES

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

07/1995

Mar 26, 2012

Jul 22, 2024

Hufnell, William, Joseph

Member

yes

01/2020

Nov 10, 2016

Jul 22, 2024

City

State

Country

Employees

Also broker-dealer

Stevensville

United States

Sarasota

United States

ST. PETERSBURG

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 18, 2024

$399M

n/a

2022

Mar 23, 2023

$625M

$624M

n/a

2021

Mar 23, 2022

$699M

$698M

n/a

2020

Mar 21, 2021

$537M

n/a

2019

Mar 28, 2020

$376M

$358M

n/a

2018

Mar 26, 2019

$204M

n/a

2017

Mar 10, 2018

$181M

n/a

2016

Feb 27, 2017

$131M

n/a

2015

Mar 29, 2016

$120M

n/a

2011

Mar 26, 2012

$70.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$399M

$625M

-36.1%

$537M

-9.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MODERA WEALTH MANAGEMENT, LLC

Nov 21, 2024

STEVENSVILLE, MD

Firm absorbed

RIA to RIA

100.0%

CURIO WEALTH, LLC

Dec 31, 2023

Nov 11, 2024

ANNAPOLIS, MD

Team lift out

RIA to new firm

33.3%