DFX Intelligence

M•••••• K•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• K•• W••••••

Advisor at C•••••• F••••••••

TOPEKA, KS | AZLE, TX

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Search this name across graphsid dfx:ria:ae64bf98-fddb-6850-3065-4cb6b1a23f9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F••••••••	Independent wealth	Mar 4, 2025	n/a	yes	AZLE, TX\|TOPEKA, KS	Current employment
C•••••• F••••••••	Independent wealth	Dec 4, 2018	Dec 31, 2021	no	BEAUFORT, SC\|COLORADO SPRINGS, CO\|VIRGINIA BEACH, VA\|TOPEKA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	C•••••• F••••••••	Apr 26, 2019	Dec 4, 2018	-143	Firm change after gap	RIA to RIA
F••••• I•••••••••	G••••• F•••••••• P•••••• C••••••• I•••	Oct 23, 2017	Jan 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
132070:295907:FL:2019-04-26	Apr 26, 2019	Dec 4, 2018	SARASOTA, FL	Firm change after gap

Relationships

Registered with (3)

→ C•••••• F••••••••Registered adviserregistration: previous registration
Dec 4, 2018 to Dec 31, 2021factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2018 to Apr 26, 2019factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
May 14, 2014 to Oct 23, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae64bf98-fddb-6850-3065-4cb6b1a23f9b
First observed: May 14, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.