DFX Intelligence

W••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W••••• C••••••• I•••

CRD 107932

TERRE HAUTE, IN

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Search this name across graphsid dfx:ria:ae864002-d243-4782-7e13-96823417a5a9

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 29, 2012 to Aug 3, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.53 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $173M••• Locked
Discretionary RAUM: $173M
Private client RAUM: $91.6Mderived••• Locked
Private client share: 53%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $57.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• B•••• E••••••	Chartered Financial Analyst	TERRE HUTE, IN	27	28	1	no
G••••• A• S••••	n/a	GREENCASTLE, IN	26	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••• D•••••• B••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	C	yes	08/1997	Feb 29, 2012	Mar 4, 2024
E•••••• J••••• B••••	EXECUTIVE VICE PRESIDENT	C	yes	08/1997	Feb 29, 2012	Mar 4, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Harrisburg	IL	United States	1	no
Greencastle	In	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$173M	$158M	9.5%	$132M	9.6%	3	4	2	2

Relationships

Registered with (3)

← S••••• K•• S••••Advisorregistration: current employment
May 23, 2000 to presentfactForm ADV
← G••••• A• S••••Advisorregistration: current employment
Jan 28, 2000 to presentfactForm ADV
← D••••• B•••• E••••••Advisorregistration: current employment
Dec 18, 1998 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Mar 6, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 12, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-145M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae864002-d243-4782-7e13-96823417a5a9
First observed: Feb 29, 2012
Last observed: Aug 3, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.