DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••• C••••••• I•••
Latest filing Aug 3, 2026
First filing on the tape Feb 29, 2012 · 18 filings
SEC status approved since Nov 25, 1998
RAUM
$173M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$91.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$57.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$173M as of Aug 3, 2026
Feb 29, 2012$99.8M then
HNW client RAUM$33.5M as of Aug 3, 2026
Mar 12, 2018$16.3M then
State-registered IARs (5.B.3)3 as of Aug 3, 2026
Feb 4, 20135 then
Employees (5.A)3 as of Aug 3, 2026
Feb 4, 20137 then
Private funds: no history
RAUM +9.5% over the last fiscal year+9.6% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $57.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 163derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $346,783derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$58.0M34%
- Pension and profit-sharing plans$37.6M22%
- High-net-worth individuals$33.5M19%
- Charitable organizations$27.9M16%
- Corporations and businesses$16.0M9.2%
- Individual clients
- 471reported
- HNW clients
- 17reported
- Pension plan clients
- 4reported
- Charitable clients
- 7reported
- Accounts
- 499reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.53 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• B•••• E••••••Chartered Financial Analyst | Terre Hute, In | Dec 18, 1998 | 28 y | 1 |
| G••••• A• S•••• | Greencastle, In | Jan 28, 2000 | 27 y | 0 |
| S••••• K•• S•••• | Harrisburg, Il | May 23, 2000 | n/a | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• B•••• E•••••• from T•• V••••••• G••••• L••Dec 18, 1998 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••••• D•••••• B•••• · President & Chief Compliance Officercontrolsince 08/1997 · owns 25% to 50%
- E•••••• J••••• B•••• · Executive Vice Presidentcontrolsince 08/1997 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Greencastle, IN1 employees
- Harrisburg, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 490 to 499Feb 10, 2025 to Mar 19, 2026
- Advisory employees · 4 to 3Feb 10, 2025 to Mar 19, 2026
- Individual clients · 462 to 471Feb 10, 2025 to Mar 19, 2026
- Employees · 4 to 3Feb 10, 2025 to Mar 19, 2026
- State-registered IARs · 4 to 3Feb 10, 2025 to Mar 19, 2026
- Discretionary RAUM · $158M to $173MFeb 10, 2025 to Mar 19, 2026
- HNW RAUM · $31.6M to $33.5MFeb 10, 2025 to Mar 19, 2026
- Individual RAUM · $65.9M to $58.0MFeb 10, 2025 to Mar 19, 2026
- Pension RAUM · $33.5M to $37.6MFeb 10, 2025 to Mar 19, 2026
- RAUM · $158M to $173MFeb 10, 2025 to Mar 19, 2026
- Accounts · 532 to 490Mar 4, 2024 to Feb 10, 2025
- Individual clients · 451 to 462Mar 4, 2024 to Feb 10, 2025
- Financial planning clients · 0 to 0Mar 4, 2024 to Feb 10, 2025
- Discretionary RAUM · $147M to $158MMar 4, 2024 to Feb 10, 2025
- HNW RAUM · $30.2M to $31.6MMar 4, 2024 to Feb 10, 2025
- Individual RAUM · $57.3M to $65.9MMar 4, 2024 to Feb 10, 2025
- Pension RAUM · $32.5M to $33.5MMar 4, 2024 to Feb 10, 2025
- RAUM · $147M to $158MMar 4, 2024 to Feb 10, 2025
- Accounts · 528 to 532Mar 22, 2023 to Mar 4, 2024
- HNW clients · 18 to 17Mar 22, 2023 to Mar 4, 2024
- Individual clients · 499 to 451Mar 22, 2023 to Mar 4, 2024
- Discretionary RAUM · $132M to $147MMar 22, 2023 to Mar 4, 2024
- HNW RAUM · $26.6M to $30.2MMar 22, 2023 to Mar 4, 2024
- Individual RAUM · $53.7M to $57.3MMar 22, 2023 to Mar 4, 2024
- Pension RAUM · $27.8M to $32.5MMar 22, 2023 to Mar 4, 2024
- RAUM · $132M to $147MMar 22, 2023 to Mar 4, 2024
- Accounts · 522 to 528Feb 18, 2022 to Mar 22, 2023
- Individual clients · 493 to 499Feb 18, 2022 to Mar 22, 2023
- Discretionary RAUM · $151M to $132MFeb 18, 2022 to Mar 22, 2023
- HNW RAUM · $32.6M to $26.6MFeb 18, 2022 to Mar 22, 2023
- Individual RAUM · $57.9M to $53.7MFeb 18, 2022 to Mar 22, 2023
- Pension RAUM · $32.3M to $27.8MFeb 18, 2022 to Mar 22, 2023
- RAUM · $151M to $132MFeb 18, 2022 to Mar 22, 2023
- Accounts · 691 to 522Mar 12, 2021 to Feb 18, 2022
- HNW clients · 17 to 18Mar 12, 2021 to Feb 18, 2022
- Individual clients · 518 to 493Mar 12, 2021 to Feb 18, 2022
- Discretionary RAUM · $145M to $151MMar 12, 2021 to Feb 18, 2022
- HNW RAUM · $29.5M to $32.6MMar 12, 2021 to Feb 18, 2022
- Individual RAUM · $57.2M to $57.9MMar 12, 2021 to Feb 18, 2022
- Pension RAUM · $30.0M to $32.3MMar 12, 2021 to Feb 18, 2022
Signals
2 dated events
- Christopher Doll (Exec Vice Pres/Treas) no longer on Schedule A of W••••• C••••••• I••• (listed 2019-02-04, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- W••••• C••••••• I••• reported RAUM $120.2M, down 55% from $265.2M (2017-02-09 to 2018-03-12)Mar 12, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 618-252-6750reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 765-655-2333reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 812-242-9113reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 812-242-9113reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026