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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RS ASSET MANAGEMENT, LLC

CRD 157768

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae8a0459-acd4-6dd9-0214-5095d9f736c7

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2012 to Mar 3, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $107MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $107M
Private client RAUM: $107MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $53.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 251
Individual clients: 168
High net worth clients: 83
SEC number: 801-79114
CRD: 157768
Filings on the tape: 28
First filed: Mar 19, 2012
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, CO
Website: rsassetmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM EDDY ROARK	n/a	COLORADO SPRINGS, CO	14	39	3	yes
SEAN ALLEN SOULVIE	n/a	COLORADO SPRINGS, CO	14	26	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROARK, WILLIAM, EDDY	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	06/2011	Mar 19, 2012	Jan 29, 2024
SOULVIE, SEAN, ALLEN	MANAGING MEMBER	C	yes	06/2011	Mar 19, 2012	Jan 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$107M	$107M	2	2	0	n/a	n/a
2024	Jan 23, 2025	$150M	$103M	2	2	0	n/a	n/a
2023	Jan 29, 2024	$129M	$89.9M	2	2	0	n/a	n/a
2022	Jan 17, 2023	$115M	$66.9M	2	2	0	n/a	n/a
2021	Jan 19, 2022	$101M	$55.7M	2	2	0	n/a	n/a
2020	Jan 27, 2021	$103M	$57.6M	2	2	0	n/a	n/a
2019	Feb 3, 2020	$95.3M	$45.3M	2	2	0	n/a	n/a
2018	Jan 30, 2019	$90.1M	$41.7M	3	2	0	n/a	n/a
2017	Jan 23, 2018	$99.5M	$44.2M	3	2	0	n/a	n/a
2016	Jan 26, 2017	$109M	$46.7M	3	2	n/a	n/a	n/a
2015	Jan 20, 2016	$106M	$48.1M	3	2	n/a	n/a	n/a
2014	Feb 3, 2015	$113M	$46.0M	3	2	n/a	n/a	n/a
2011	Mar 19, 2012	$88.4M	$49.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$107M	$150M	-28.6%	$115M	-2.3%	2	2	0	0

Relationships

Registered with (2)

← WILLIAM EDDY ROARKAdvisorregistration: current employment
Apr 10, 2012 to presentfactForm ADV
← SEAN ALLEN SOULVIEAdvisorregistration: current employment
Apr 10, 2012 to presentfactForm ADV

Controls (2)

← ROARK, WILLIAM, EDDYOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 19, 2012 to Jan 29, 2024factForm ADV
← SOULVIE, SEAN, ALLENOwnerMANAGING MEMBER, ownership code C, individual
Mar 19, 2012 to Jan 29, 2024factForm ADV

Dated events

Occurred
Jan 16, 2014
First Form ADV filing
Rs Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae8a0459-acd4-6dd9-0214-5095d9f736c7
First observed: Mar 19, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RS ASSET MANAGEMENT, LLC

CRD 157768

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae8a0459-acd4-6dd9-0214-5095d9f736c7

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM EDDY ROARK

n/a

COLORADO SPRINGS, CO

yes

SEAN ALLEN SOULVIE

n/a

COLORADO SPRINGS, CO

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROARK, WILLIAM, EDDY

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

06/2011

Mar 19, 2012

Jan 29, 2024

SOULVIE, SEAN, ALLEN

MANAGING MEMBER

yes

06/2011

Mar 19, 2012

Jan 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$107M

n/a

2024

Jan 23, 2025

$150M

$103M

n/a

2023

Jan 29, 2024

$129M

$89.9M

n/a

2022

Jan 17, 2023

$115M

$66.9M

n/a

2021

Jan 19, 2022

$101M

$55.7M

n/a

2020

Jan 27, 2021

$103M

$57.6M

n/a

2019

Feb 3, 2020

$95.3M

$45.3M

n/a

2018

Jan 30, 2019

$90.1M

$41.7M

n/a

2017

Jan 23, 2018

$99.5M

$44.2M

n/a

2016

Jan 26, 2017

$109M

$46.7M

n/a

2015

Jan 20, 2016

$106M

$48.1M

n/a

2014

Feb 3, 2015

$113M

$46.0M

n/a

2011

Mar 19, 2012

$88.4M

$49.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$107M

$150M

-28.6%

$115M

-2.3%