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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SEAN ALLEN SOULVIE

Advisor at RS ASSET MANAGEMENT, LLC

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:64cf0057-3e24-85fa-a77a-71d5261c4ae5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RS ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 25, 2000
First registration: Feb 28, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4080724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RS ASSET MANAGEMENT, LLC	Independent wealth	Apr 10, 2012	n/a	yes	COLORADO SPRINGS, CO	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 3, 2011	no	COLORADO SPRINGS, CO	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Feb 15, 2008	Jun 1, 2009	no	COLORADO SPRINGS, CO\|CENTENNIAL, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2000	Feb 22, 2008	no	COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RS ASSET MANAGEMENT, LLC	Jun 3, 2011	Apr 10, 2012	312	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Feb 22, 2008	Feb 15, 2008	-7	Firm change	Other

Relationships

Registered with (4)

→ RS ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 10, 2012 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 3, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 15, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2000 to Feb 22, 2008factForm ADV

Dated events

No dated event names this entity yet.