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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

Thomas Jones Wilder

Advisor at CETERA INVESTMENT ADVISERS LLC

RED WING, MN

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Search this name across graphsid dfx:ria:ae8c6b1b-dbd1-621d-6101-4d2e4dfe21d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 31, 1983
First registration: Jan 31, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 1112498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	RED WING, MN	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Nov 3, 2017	Feb 20, 2025	no	RED WING, MN\|Birmingham, AL\|Red Wing, MN\|BIRMINGHAM, AL	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jan 20, 2017	Nov 6, 2017	no	RED WING, MN\|RED WING, MN\|BISMARCK, ND	Previous registration
COLLIERS SECURITIES LLC	Bd affiliated wealth	Jan 31, 2014	Jan 23, 2017	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Nov 6, 2017	Nov 3, 2017	-3	Firm change	Other
COLLIERS SECURITIES LLC	INVESTMENT CENTERS OF AMERICA, INC.	Jan 23, 2017	Jan 20, 2017	-3	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Nov 3, 2017 to Feb 20, 2025factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jan 20, 2017 to Nov 6, 2017factForm ADV
→ COLLIERS SECURITIES LLCRegistered adviserregistration: previous registration
Jan 31, 2014 to Jan 23, 2017factForm ADV

Dated events

No dated event names this entity yet.