C•••••• B••••••

Advisor at O••• W••••• A•••••••• L••

Waverly Township, PA | JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae90bd8f-8ba5-15d4-a08a-7bf5867b96f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W••••• A•••••••• L••	Independent wealth	Feb 7, 2024	n/a	yes	Waverly Township, PA\|JERICHO, NY	Current employment
F••••	Independent wealth	Dec 7, 2018	Jan 31, 2024	no	Dunmore, PA\|WEST PALM BEACH, FL\|Baltimore, MD\|Waverly, PA\|Waverly Township, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	O••• W••••• A•••••••• L••	Jan 31, 2024	Feb 7, 2024	7	Firm change	RIA to RIA
C••• B•••••••• S•••••••• I•••	F••••	Nov 27, 2018	Dec 7, 2018

Relationships

Registered with (5)

→ O••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 7, 2024 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Dec 7, 2018 to Jan 31, 2024factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2018 to Nov 27, 2018factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae90bd8f-8ba5-15d4-a08a-7bf5867b96f7
First observed: Feb 25, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.