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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ANTHONY STEVEN HERBENSON

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

EAU CLAIRE, WI

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Search this name across graphsid dfx:ria:ae924cb1-9dd0-4662-683e-30e922b7fda0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 17, 2007
First registration: Dec 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5309097

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 4, 2013	n/a	yes	EAU CLAIRE, WI	Current employment
EDWARD JONES	National bd RIA	Nov 9, 2009	Oct 7, 2013	no	ST LOUIS, MO\|ALTOONA, WI\|ALTOONA, WI	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Oct 26, 2009	no	EAU CLAIRE, WI\|SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 16, 2008	Jan 2, 2009	no	EAU CLAIRE, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Dec 5, 2007	Jul 16, 2008	no	EAU CLAIRE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	ROBERT W. BAIRD & CO. INCORPORATED	Oct 7, 2013	Oct 4, 2013	-3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EDWARD JONES	Oct 26, 2009	Nov 9, 2009	14	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
SII INVESTMENTS, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jul 16, 2008	Jul 16, 2008	0	Firm change	Other

Relationships

Registered with (5)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 4, 2013 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 9, 2009 to Oct 7, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Oct 26, 2009factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2008 to Jan 2, 2009factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 5, 2007 to Jul 16, 2008factForm ADV

Dated events

No dated event names this entity yet.