DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• S••••• H••••••••
Feed of 09/14/2026
At current firm
12 y
since Oct 4, 2013
In the industry
18 y
since Nov 17, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 4, 2013 · Eau Claire, Wi
- E••••• J•••• national BDNov 9, 2009 to Oct 7, 2013 · St Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 26, 2009 · Eau Claire, Wi
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 16, 2008 to Jan 2, 2009 · Eau Claire, Wi
- S•• I••••••••• I••• formerDec 5, 2007 to Jul 16, 2008 · Eau Claire, Wi
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R••••• W• B•••• • C•• I•••••••••left Oct 7, 2013, registered Oct 4, 2013 (-3 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left Oct 26, 2009, registered Nov 9, 2009 (14 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- S•• I••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 16, 2008, registered Jul 16, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address