DFX Intelligence

Data Factory

RIA / WealthAdvisor24 years in industry

Carlton John Ebneth

Advisor at TUCKER ASSET MANAGEMENT LLC

Keansburg, NJ | LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aea3c5fd-d716-089b-c2db-7dd01cd733c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TUCKER ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 29, 2002
First registration: Jun 27, 2006
Dual registered: no
Other names: CARLTON EBNETH|CARL EBNETH
IAPD individual key: 3248726

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUCKER ASSET MANAGEMENT LLC	Independent wealth	Jul 8, 2022	n/a	yes	Keansburg, NJ\|LITTLETON, CO	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Apr 7, 2021	Jul 11, 2022	no	TOMS RIVER, NJ\|PHOENIX, AZ	Previous registration
STONEX ADVISORS INC.	Bd affiliated wealth	Dec 10, 2019	Jul 15, 2020	no	Keansburg, NJ\|BIRMINGHAM, AL	Previous registration
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Jun 12, 2019	Dec 23, 2019	no	BERKELEY, NJ\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA\|LAKE FOREST, CA	Previous registration
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Jan 10, 2017	Dec 31, 2017	no	TOMS RIVER, NJ\|MARLTON, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Aug 31, 2016	no	WALL TOWNSHIP, NJ\|Fairfield, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 27, 2006	Jan 2, 2015	no	FAIRFIELD, NJ\|FAIRFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	TUCKER ASSET MANAGEMENT LLC	Jul 11, 2022	Jul 8, 2022	-3	Firm change	RIA to RIA
STONEX ADVISORS INC.	FOUNDATIONS INVESTMENT ADVISORS LLC	Jul 15, 2020	Apr 7, 2021	266	Firm change	Ibd to RIA
QUEST CAPITAL STRATEGIES, INC.	STONEX ADVISORS INC.	Dec 23, 2019	Dec 10, 2019	-13	Bulk transfer	RIA to ibd
FORESTERS EQUITY SERVICES, INC.	QUEST CAPITAL STRATEGIES, INC.	Dec 31, 2017	Jun 12, 2019	528	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	FORESTERS EQUITY SERVICES, INC.	Aug 31, 2016	Jan 10, 2017	132	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Relationships

Registered with (7)

→ TUCKER ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 8, 2022 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Apr 7, 2021 to Jul 11, 2022factForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Dec 10, 2019 to Jul 15, 2020factForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Jun 12, 2019 to Dec 23, 2019factForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Jan 10, 2017 to Dec 31, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Aug 31, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 27, 2006 to Jan 2, 2015factForm ADV

Dated events

Occurred
Jul 11, 2022
Advisor changed firm
Carlton John Ebneth left Foundations Investment Advisors Llc for Tucker Asset Management Llc (registered 2022-07-08)
Form ADVobserved 5 days ago