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Advisor at ASPEN PRIVATE ADVISORS, LLC
SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPEN PRIVATE ADVISORS, LLC | Independent wealth | Nov 22, 2019 | n/a | yes | SIOUX FALLS, SD | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 23, 2014 | May 8, 2015 | no | SIOUX FALLS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | ASPEN PRIVATE ADVISORS, LLC | May 8, 2015 | Nov 22, 2019 | 1,659 | Firm change after gap | Other |