DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASPEN PRIVATE ADVISORS, LLC

CRD 297639

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a1ffbd0-d959-8a65-3936-e8c06f6d817b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2018 to Mar 26, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $200MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $200M
Private client RAUM: $195MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $40.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 475
Individual clients: 64
High net worth clients: 61
Custody, client assets: $7.1M
SEC number: 801-113814
CRD: 297639
Filings on the tape: 19
First filed: Jul 11, 2018
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, SD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TODD ROBERT DATHE	n/a	Sioux Falls, SD	8	26	5	no
JEREMY JAMES SORENSON	Certified Financial Planner	Sioux Falls, SD	8	14	2	no
CARA MARIE BEYER	Certified Financial Planner	SIOUX FALLS, SD	6	12	1	no
Meghan Kramer	n/a	SIOUX FALLS, SD	6	10	n/a	no
Myranda Thoen	n/a	SIOUX FALLS, SD	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DATHE, TODD, ROBERT	Owner	D	yes	01/2021	Jul 11, 2018	Mar 14, 2024
DATHE, TODD, ROBERT	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Jul 11, 2018	Mar 14, 2024
SORENSON, JEREMY, JAMES	Owner	C	yes	01/2021	Jul 11, 2018	Mar 14, 2024
SORENSON, JEREMY, JAMES	MANAGING MEMBER	Na	yes	07/2018	Jul 11, 2018	Mar 14, 2024
ASPEN HOLDINGS, LLC	Owner	E	no	01/2021	Feb 9, 2021	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 26, 2026	$200M	$200M	5	5	n/a	n/a
2024	Mar 20, 2025	$177M	$177M	4	4	n/a	n/a
2023	Mar 14, 2024	$152M	$152M	4	4	n/a	n/a
2022	Mar 21, 2023	$130M	$130M	4	4	n/a	n/a
2021	Mar 1, 2022	$145M	$145M	4	4	n/a	n/a
2020	Feb 9, 2021	$132M	$132M	4	4	n/a	n/a
2019	Mar 17, 2020	$111M	$111M	4	4	n/a	n/a
2018	Feb 27, 2019	$148M	$104M	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$200M	$177M	13.2%	$130M	15.3%	5	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEVEL FOUR ADVISORY SERVICES	2	Oct 2, 2018	Aug 20, 2018	DALLAS, TX	Team lift out	Ibd to new firm	1.9%

Relationships

Registered with (5)

← Myranda ThoenAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Meghan KramerAdvisorregistration: current employment
Dec 10, 2019 to presentfactForm ADV
← CARA MARIE BEYERAdvisorregistration: current employment
Nov 22, 2019 to presentfactForm ADV
← TODD ROBERT DATHEAdvisorregistration: current employment
Aug 20, 2018 to presentfactForm ADV
← JEREMY JAMES SORENSONAdvisorregistration: current employment
Aug 20, 2018 to presentfactForm ADV

Controls (2)

← DATHE, TODD, ROBERTOwnerOWNER, ownership code D, individual
Jul 11, 2018 to Mar 14, 2024factForm ADV
← SORENSON, JEREMY, JAMESOwnerOWNER, ownership code C, individual
Jul 11, 2018 to Mar 14, 2024factForm ADV

Owns (1)

← ASPEN HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Feb 9, 2021 to Mar 14, 2024factForm ADV

Moved with (1)

← LEVEL FOUR ADVISORY SERVICESRegistered adviser2 advisors, team lift out, same day
Oct 2, 2018 to Aug 20, 2018factForm ADV

Dated events

Occurred
Jul 11, 2018
First Form ADV filing
Aspen Private Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a1ffbd0-d959-8a65-3936-e8c06f6d817b
First observed: Jul 11, 2018
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPEN PRIVATE ADVISORS, LLC

CRD 297639

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a1ffbd0-d959-8a65-3936-e8c06f6d817b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TODD ROBERT DATHE

n/a

Sioux Falls, SD

JEREMY JAMES SORENSON

Certified Financial Planner

Sioux Falls, SD

CARA MARIE BEYER

Certified Financial Planner

SIOUX FALLS, SD

Meghan Kramer

n/a

SIOUX FALLS, SD

n/a

Myranda Thoen

n/a

SIOUX FALLS, SD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DATHE, TODD, ROBERT

Owner

yes

01/2021

Jul 11, 2018

Mar 14, 2024

DATHE, TODD, ROBERT

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

07/2018

Jul 11, 2018

Mar 14, 2024

SORENSON, JEREMY, JAMES

Owner

yes

01/2021

Jul 11, 2018

Mar 14, 2024

SORENSON, JEREMY, JAMES

MANAGING MEMBER

yes

07/2018

Jul 11, 2018

Mar 14, 2024

ASPEN HOLDINGS, LLC

Owner

01/2021

Feb 9, 2021

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$200M

n/a

2024

Mar 20, 2025

$177M

n/a

2023

Mar 14, 2024

$152M

n/a

2022

Mar 21, 2023

$130M

n/a

2021

Mar 1, 2022

$145M

n/a

2020

Feb 9, 2021

$132M

n/a

2019

Mar 17, 2020

$111M

n/a

2018

Feb 27, 2019

$148M

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$200M

$177M

13.2%

$130M

15.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEVEL FOUR ADVISORY SERVICES

Oct 2, 2018

Aug 20, 2018

DALLAS, TX

Team lift out

Ibd to new firm

1.9%