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Advisor at HORNOR, TOWNSEND & KENT, LLC
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Feb 3, 2025 | n/a | yes | SAN FRANCISCO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 20, 2020 | Nov 7, 2024 | no | SAN MATEO, CA|ROSEVILLE, CA|SAN MATEO, CA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 8, 2016 | Sep 4, 2020 | no | SAN MATEO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 9, 2015 | Sep 6, 2016 | no | SAN MATEO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | HORNOR, TOWNSEND & KENT, LLC | Nov 7, 2024 | Feb 3, 2025 | 88 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Sep 4, 2020 | Aug 20, 2020 | -15 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SECURIAN FINANCIAL SERVICES, INC. | Sep 6, 2016 | Sep 8, 2016 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:6413:CA:2020-09-04 | Sep 4, 2020 | Aug 20, 2020 | SAN MATEO, CA | Firm change |