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RIA / WealthAdvisor38 years in industry

BRENDAN DIARMUID CONNAUGHTON

Advisor at CATALYST PRIVATE WEALTH, LLC

SAN MATEO, CA

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Search this name across graphsid dfx:ria:aeb92f38-1462-e430-d9c5-19e311fdc8d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Oct 15, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brendan Diarmuid Connaughton

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CATALYST PRIVATE WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 8, 1987
First registration: Oct 15, 2003
Dual registered: no
Other names: BRENDAN DURMOND CONNAUGHTON|BRENDAN DERMOT CONNAUGHTON
IAPD individual key: 1602941

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CATALYST PRIVATE WEALTH, LLC	Independent wealth	Nov 14, 2023	n/a	yes	SAN MATEO, CA	Current employment
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jan 8, 2018	Sep 30, 2019	no	San Francisco, CA	Previous registration
CLEARPATH CAPITAL PARTNERS LLC	Independent wealth	May 21, 2013	Apr 4, 2018	no	SAN FRANCISCO, CA	Previous registration
EDWARD JONES	National bd RIA	Dec 19, 2011	May 22, 2013	no	SANTA ROSA, CA	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Oct 5, 2007	Apr 2, 2009	no	PRINCETON, NJ	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	May 10, 2006	Sep 19, 2007	no	NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 14, 2003	Mar 31, 2005	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 15, 2003	Dec 2, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL ADVISORS, LLC	CATALYST PRIVATE WEALTH, LLC	Sep 30, 2019	Nov 14, 2023	1,506	Firm change after gap	Ibd to RIA
CLEARPATH CAPITAL PARTNERS LLC	MUTUAL ADVISORS, LLC	Apr 4, 2018	Jan 8, 2018	-86	Firm change after gap	RIA to ibd
EDWARD JONES	CLEARPATH CAPITAL PARTNERS LLC	May 22, 2013	May 21, 2013	-1	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	EDWARD JONES	Apr 2, 2009	Dec 19, 2011	991	Firm change after gap	Other
DEUTSCHE BANK SECURITIES INC.	BLACKROCK INVESTMENT MANAGEMENT, LLC	Sep 19, 2007	Oct 5, 2007	16	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	DEUTSCHE BANK SECURITIES INC.	Mar 31, 2005	May 10, 2006	405	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 2, 2003	Nov 14, 2003	-18	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167658:305565:CA:2019-09-30	Sep 30, 2019	Nov 14, 2023	SAN FRANCISCO, CA	Firm change after gap
111756:167658:CA:2018-04-04	Apr 4, 2018	Jan 8, 2018	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (8)

→ CATALYST PRIVATE WEALTH, LLCRegistered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 8, 2018 to Sep 30, 2019factForm ADV
→ CLEARPATH CAPITAL PARTNERS LLCRegistered adviserregistration: previous registration
May 21, 2013 to Apr 4, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 19, 2011 to May 22, 2013factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 5, 2007 to Apr 2, 2009factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
May 10, 2006 to Sep 19, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 14, 2003 to Mar 31, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 15, 2003 to Dec 2, 2003factForm ADV

Dated events

No dated event names this entity yet.