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Advisor at WMG FINANCIAL ADVISORS, LLC
Nashville, TN | KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WMG FINANCIAL ADVISORS, LLC | Independent wealth | Jan 22, 2025 | n/a | yes | Nashville, TN|KNOXVILLE, TN | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Jun 9, 2014 | Dec 17, 2017 | no | KNOXVILLE, TN | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 14, 2012 | Jun 4, 2014 | no | KNOXVILLE, TN | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 8, 2009 | Nov 16, 2012 | no | CHATTANOOGA, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | WMG FINANCIAL ADVISORS, LLC | Dec 17, 2017 | Jan 22, 2025 | 2,593 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | OSAIC FS, INC. | Jun 4, 2014 | Jun 9, 2014 | 5 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | MSI FINANCIAL SERVICES, INC. | Nov 16, 2012 | Nov 14, 2012 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:285824:TN:2017-12-17 | Dec 17, 2017 | Jan 22, 2025 | KNOXVILLE, TN | Firm change after gap |