RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• W• S••••
- W•• F•••••••• A•••••••• L•• independent RIA currentsince Jan 22, 2025 · Nashville, Tn
- O•••• F•• I••• formerJun 9, 2014 to Dec 17, 2017 · Knoxville, Tn
- M•• F•••••••• S•••••••• I••• formerNov 14, 2012 to Jun 4, 2014 · Knoxville, Tn
- E•••••••• A•••••••• L•• national BDMay 8, 2009 to Nov 16, 2012 · Chattanooga, Tn
- O•••• F•• I••• to W•• F•••••••• A•••••••• L••left Dec 17, 2017, registered Jan 22, 2025 (2593 days) · Other · moved with a team
- M•• F•••••••• S•••••••• I••• to O•••• F•• I•••left Jun 4, 2014, registered Jun 9, 2014 (5 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Nov 16, 2012, registered Nov 14, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address