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RIA / WealthAdvisor18 years in industry

SHAWN PATRICK LEE

Advisor at INTEGRATIVE PLANNING, INC.

CORNELIUS, NC

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Search this name across graphsid dfx:ria:aecc8290-33e5-08dd-6799-26e962442592

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATIVE PLANNING, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jan 31, 2011
First registration: Feb 16, 2011
Dual registered: no
IAPD individual key: 5892651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATIVE PLANNING, INC.	Independent wealth	Aug 6, 2025	n/a	yes	CORNELIUS, NC	Current employment
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Mar 17, 2021	Aug 5, 2025	no	Cornelius, NC\|CORNELIUS, NC\|CORNELIUS, NC	Previous registration
MILESTONE ASSET MANAGEMENT, LLC	Independent wealth	Dec 7, 2020	Feb 11, 2021	no	Cornelius, NC\|PITTSBURGH, PA	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Aug 27, 2012	Mar 18, 2021	no	HUNTERSVILLE, NC\|WHEATON, IL\|Cornelius, NC	Previous registration
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Jun 22, 2011	Aug 27, 2012	no	HUNTERSVILLE, NC\|CORNELIUS, NC	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Feb 16, 2011	Jun 22, 2011	no	HUNTERSVILLE, NC\|KENTWOOD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHASTAR CAPITAL MANAGEMENT	INTEGRATIVE PLANNING, INC.	Aug 5, 2025	Aug 6, 2025	1	Firm change	RIA to new firm
BROOKSTONE CAPITAL MANAGEMENT LLC	MILESTONE ASSET MANAGEMENT, LLC	Mar 18, 2021	Dec 7, 2020	-101	Firm change after gap	RIA to new firm
MILESTONE ASSET MANAGEMENT, LLC	ALPHASTAR CAPITAL MANAGEMENT	Feb 11, 2021	Mar 17, 2021	34	Firm change	RIA to RIA
ALPHASTAR CAPITAL MANAGEMENT	BROOKSTONE CAPITAL MANAGEMENT LLC	Aug 27, 2012	Aug 27, 2012	0	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	ALPHASTAR CAPITAL MANAGEMENT	Jun 22, 2011	Jun 22, 2011	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157423:336307:NC:2025-08-05	Aug 5, 2025	Aug 6, 2025	CORNELIUS, NC	Firm change
310441:157423:PA:2021-02-11	Feb 11, 2021	Mar 17, 2021	PITTSBURGH, PA	Firm change

Relationships

Registered with (5)

→ INTEGRATIVE PLANNING, INC.Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Mar 17, 2021 to Aug 5, 2025factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 27, 2012 to Mar 18, 2021factForm ADV
→ MILESTONE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 7, 2020 to Feb 11, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 16, 2011 to Jun 22, 2011factForm ADV

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
Shawn Patrick Lee left Alphastar Capital Management for Integrative Planning, Inc. (registered 2025-08-06)
Form ADVobserved 6 days ago