DFX Intelligence

L•••••• J••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

L•••••• J••• S•••••••••

Advisor at T•• W••••• C••••••••• G••••

Norfolk, NE | LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aeda228b-43c4-0d1f-a1fd-15f584164489

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Apr 6, 2022	n/a	yes	Norfolk, NE\|LAS VEGAS, NV	Current employment
S••••••••• A•••••• G••••• L••	Former SEC adviser	Sep 28, 2018	Mar 30, 2022	no	Norfolk, NE\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• G••••• L••	T•• W••••• C••••••••• G••••	Mar 30, 2022	Apr 6, 2022	7	Firm change	RIA to RIA
C••••• A••••••• L••	S••••••••• A•••••• G••••• L••	Sep 14, 2018	Sep 28, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
286071:173194:NE:2022-03-30	Mar 30, 2022	Apr 6, 2022	OMAHA, NE	Firm change

Relationships

Registered with (4)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ S••••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Sep 28, 2018 to Mar 30, 2022factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jul 8, 2016 to Sep 14, 2018factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Mar 30, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeda228b-43c4-0d1f-a1fd-15f584164489
First observed: Nov 20, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.