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RIA / WealthPrivate fundother private fund3(c)(1)3(c)(7)

PENNANTPARK CLO III LTD.

advised by PENNANTPARK INVESTMENT ADVISERS, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aede461c-b0b7-8088-a7d0-b62b10161cf2

Data as of May 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2022 to May 10, 2023
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

PENNANTPARK CLO III LTD.

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: PENNANTPARK INVESTMENT ADVISERS, LLCCRD 143149
Fund type: DIRECT LENDING FUND
Latest reported GAV: $295Mgross asset value on Schedule D 7.B(1), as of 2023-05-10; never fund size
Peak reported GAV: $324M
Beneficial owners: 2
Minimum investment: $250,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 30, 2022
Last reported: May 10, 2023fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-9549927308

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
May 10, 2023	$295M	2	$250,000	0.0%	no	PENNANTPARK CLO III LTD.
Mar 29, 2023	$295M	2	$250,000	0.0%	no	PENNANTPARK CLO III LTD.
Apr 28, 2022	$324M	2	$250,000	2300.0%	no	PENNANTPARK CLO III LTD.
Mar 30, 2022	$324M	2	$250,000	2300.0%	no	PENNANTPARK CLO III LTD.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
U.S. BANK NATIONAL ASSOCIATION	U.S. BANK NATIONAL ASSOCIATION	Boston	Massachusetts	United States	no	n/a

Relationships

Advises (1)

← PENNANTPARK INVESTMENT ADVISERS, LLCRegistered adviserOther Private Fund, IA
Mar 30, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aede461c-b0b7-8088-a7d0-b62b10161cf2
First observed: Mar 30, 2022
Last observed: May 10, 2023 40 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENNANTPARK CLO III LTD.

advised by PENNANTPARK INVESTMENT ADVISERS, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aede461c-b0b7-8088-a7d0-b62b10161cf2

Data as of May 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

May 10, 2023

$295M

$250,000

0.0%

PENNANTPARK CLO III LTD.

Mar 29, 2023

$295M

$250,000

0.0%

PENNANTPARK CLO III LTD.

Apr 28, 2022

$324M

$250,000

2300.0%

PENNANTPARK CLO III LTD.

Mar 30, 2022

$324M

$250,000

2300.0%

PENNANTPARK CLO III LTD.

Custodian

Legal name

City

State

Country

Related person

SEC number

U.S. BANK NATIONAL ASSOCIATION

Boston

Massachusetts

United States

n/a