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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

WILLIAM ROTHWELL WILCOX

Advisor at LPL FINANCIAL LLC

ROME, GA | TRION, GA | SUMMERVILLE, GA

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Search this name across graphsid dfx:ria:aeefa699-b39b-cb8e-573d-01d32f38ab61

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 29, 1995
First registration: Mar 13, 2003
Dual registered: yes, broker-dealer
Other names: BILL WILCOX|WILLIAM WILCOX
IAPD individual key: 1965617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2018	n/a	yes	ROME, GA\|SUMMERVILLE, GA\|TRION, GA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 11, 2015	Dec 17, 2018	no	ROME, GA\|SCHAUMBURG, IL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jun 5, 2014	Dec 3, 2014	no	TAMPA, FL	Previous registration
BELLEAIR WEALTH MANAGEMENT, LLC	Independent wealth	Sep 6, 2013	May 30, 2014	no	BELLEAIR BLUFFS, FL	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 17, 2010	May 7, 2012	no	LARGO, FL\|LARGO, FL\|SPRING HILL, FL\|NEW PORT RICHEY, FL\|CHARLOTTE, NC	Previous registration
EDWARD JONES	National bd RIA	Jul 22, 2009	Sep 29, 2009	no	TREASURE ISLAND, FL\|ST LOUIS, MO\|TREASURE ISLAND, FL	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Aug 15, 2007	Jul 20, 2009	no	ROME, GA\|BLAIRSVILLE, GA\|SUMMERVILLE, GA\|ROME, GA	Previous registration
CROW FINANCIAL ADVISORS	Former SEC adviser	Jul 19, 2004	Aug 10, 2007	no	ROME, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 13, 2003	Jul 16, 2004	no	ROME, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Dec 17, 2018	Dec 17, 2018	0	Firm change	Ibd to RIA
USAA FINANCIAL PLANNING SERVICES	CETERA INVESTMENT ADVISERS LLC	Dec 3, 2014	Feb 11, 2015	70	Firm change	Other
BELLEAIR WEALTH MANAGEMENT, LLC	USAA FINANCIAL PLANNING SERVICES	May 30, 2014	Jun 5, 2014	6	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	BELLEAIR WEALTH MANAGEMENT, LLC	May 7, 2012	Sep 6, 2013	487	Firm change after gap	Other
EDWARD JONES	BB&T INVESTMENT SERVICES, INC.	Sep 29, 2009	Jun 17, 2010	261	Firm change	Ibd to new firm
FIRST LEGACY SECURITIES, LLC	EDWARD JONES	Jul 20, 2009	Jul 22, 2009	2	Firm change	Other
CROW FINANCIAL ADVISORS	FIRST LEGACY SECURITIES, LLC	Aug 10, 2007	Aug 15, 2007	5	Firm change	Other
LPL FINANCIAL LLC	CROW FINANCIAL ADVISORS	Jul 16, 2004	Jul 19, 2004	3	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 13, 2003 to Jul 16, 2004factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 11, 2015 to Dec 17, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 5, 2014 to Dec 3, 2014factForm ADV
→ BELLEAIR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 6, 2013 to May 30, 2014factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 17, 2010 to May 7, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 22, 2009 to Sep 29, 2009factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 15, 2007 to Jul 20, 2009factForm ADV
→ CROW FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 19, 2004 to Aug 10, 2007factForm ADV

Dated events

No dated event names this entity yet.