DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MOMENTUM INDEPENDENT NETWORK INC.
Oak Park, CA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Sep 2, 2022 | n/a | yes | DALLAS, TX|Oak Park, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Oct 20, 2008 | Sep 2, 2022 | no | Westlake Village, CA|Oak Park, CA|PASADENA, CA|Pasadena, CA | Previous registration |
| CROWELL, WEEDON & CO. | Former SEC adviser | Dec 7, 2006 | Oct 28, 2008 | no | WESTLAKE VILLAGE, CA | Previous registration |
| SMART INVESTMENTS ADVISORY INCORPORATED | State registered | Jul 28, 2005 | Dec 7, 2006 | no | REDLANDS, CA|LOS ANGELES, CA|WESTLAKE VILLAGE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2001 | Feb 28, 2005 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | MOMENTUM INDEPENDENT NETWORK INC. | Sep 2, 2022 | Sep 2, 2022 | 0 | Firm change | Ibd to ibd |
| CROWELL, WEEDON & CO. | WESTERN INTERNATIONAL SECURITIES | Oct 28, 2008 | Oct 20, 2008 | -8 | Firm change | Other |
| SMART INVESTMENTS ADVISORY INCORPORATED | CROWELL, WEEDON & CO. | Dec 7, 2006 | Dec 7, 2006 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | SMART INVESTMENTS ADVISORY INCORPORATED | Feb 28, 2005 | Jul 28, 2005 | 150 | Firm change | Wirehouse to state RIA |