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Advisor at PNC CAPITAL ADVISORS LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC CAPITAL ADVISORS LLC | Other adviser | Apr 18, 2022 | n/a | yes | CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 31, 2010 | Nov 7, 2011 | no | COLUMBIA, MD|CHARLOTTE, NC | Previous registration |
| BROWN ADVISORY SECURITIES, LLC | Former SEC adviser | Jun 16, 2008 | Dec 31, 2009 | no | BALTIMORE, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Jun 27, 2008 | no | NEW YORK, NY|BALTIMORE, MD | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 22, 2006 | May 29, 2007 | no | WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BALTIMORE, MD | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 17, 2002 | Dec 2, 2005 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | PNC CAPITAL ADVISORS LLC | Nov 7, 2011 | Apr 18, 2022 | 3,815 | Firm change after gap | Other |
| BROWN ADVISORY SECURITIES, LLC | WELLS FARGO ADVISORS | Dec 31, 2009 | Mar 31, 2010 | 90 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | BROWN ADVISORY SECURITIES, LLC | Jun 27, 2008 | Jun 16, 2008 | -11 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITICORP INVESTMENT SERVICES | Dec 2, 2005 | Aug 22, 2006 | 263 | Firm change | Other |