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C•••• M• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

C•••• M• M•••••

Advisor at R•• C•••••• M••••••• L••

CENTENNIAL, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:af0be115-f090-e9da-7563-0908f7e9128b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Nov 26, 2013	n/a	yes	GREENWOOD VILLAGE, CO\|CENTENNIAL, CO	Current employment
W•••••• S••••••••• I•••	Bd affiliated wealth	Jun 21, 2013	Nov 20, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• S••••••••• I•••	R•• C•••••• M••••••• L••	Nov 20, 2013	Nov 26, 2013	6	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••••• S••••••••• I•••	Oct 23, 2012

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Nov 26, 2013 to presentfactForm ADV
→ W•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2013 to Nov 20, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 29, 2008 to Oct 23, 2012factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af0be115-f090-e9da-7563-0908f7e9128b
First observed: Mar 18, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.