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Advisor at EDWARD JONES
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Feb 6, 2018 | n/a | yes | RALEIGH, NC | Current employment |
| GUARDIAN CAPITAL ADVISORS, LLC | Former SEC adviser | Aug 11, 2010 | Dec 2, 2015 | no | RALEIGH, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 29, 2003 | May 6, 2010 | no | CHAPEL HILL, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GUARDIAN CAPITAL ADVISORS, LLC | EDWARD JONES | Dec 2, 2015 | Feb 6, 2018 | 797 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GUARDIAN CAPITAL ADVISORS, LLC | May 6, 2010 | Aug 11, 2010 | 97 | Firm change | Other |