DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
Richmond, VA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Oct 11, 2023 | n/a | yes | ST. LOUIS, MO|Richmond, VA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Dec 24, 2019 | Mar 15, 2023 | no | ST. LOUIS, MO|Glen Allen, VA|RICHMOND, VA|RICHMOND, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | E••••• J•••• | Mar 15, 2023 | Oct 11, 2023 | 210 | Firm change | Wirehouse to ibd |
| M••••••••• R••••••••• | W•••• F•••• A••••••• | Sep 28, 2018 | Dec 24, 2019 |
| M••••••••• R••••••••• | Bd affiliated wealth | Jul 5, 2017 | Sep 28, 2018 | no | Charlottesville, VA|WASHINGTON, DC | Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Nov 11, 2014 | Jul 9, 2015 | no | CHARLOTTESVILLE, VA|Howey In The Hills, FL | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Oct 7, 2014 | Nov 10, 2014 | no | Glen Allen, VA | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Jul 26, 2006 | Jun 12, 2014 | no | CHARLOTTESVILLE, VA|NEW YORK, NY|CHARLOTTE, NC | Previous registration |
| Firm change after gap |
| Other |
| T••••••• I••••••••• M••••••••• I••• | M••••••••• R••••••••• | Jul 9, 2015 | Jul 5, 2017 | 727 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Nov 10, 2014 | Nov 11, 2014 | 1 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | M•• I•••••••• S•••••••• L•• | Jun 12, 2014 | Oct 7, 2014 | 117 | Firm change | Other |