RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E•••• J•••
- E••••• J•••• national BD currentsince Oct 11, 2023 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseDec 24, 2019 to Mar 15, 2023 · St. Louis, Mo
- M••••••••• R••••••••• BD affiliatedJul 5, 2017 to Sep 28, 2018 · Charlottesville, Va
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 11, 2014 to Jul 9, 2015 · Charlottesville, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 7, 2014 to Nov 10, 2014 · Glen Allen, Va
- A••••• A•• P••••••• S••••••• BD affiliatedJul 26, 2006 to Jun 12, 2014 · Charlottesville, Va
- W•••• F•••• A••••••• to E••••• J••••left Mar 15, 2023, registered Oct 11, 2023 (210 days) · Wirehouse to affiliated broker-dealer or bank
- M••••••••• R••••••••• to W•••• F•••• A•••••••left Sep 28, 2018, registered Dec 24, 2019 (452 days) · Other
- T••••••• I••••••••• M••••••••• I••• to M••••••••• R•••••••••left Jul 9, 2015, registered Jul 5, 2017 (727 days) · Other
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Nov 10, 2014, registered Nov 11, 2014 (1 days) · Other
- A••••• A•• P••••••• S••••••• to M•• I•••••••• S•••••••• L••left Jun 12, 2014, registered Oct 7, 2014 (117 days) · Other
- R••••• E•••• J••• left W•••• F•••• A••••••• for E••••• J•••• (registered 2023-10-11)Mar 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address