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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

THOMAS ROBERT MANNING

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

EAST GREENWICH, RI

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Search this name across graphsid dfx:ria:af1adc99-d949-e5cb-72be-81243a91f45e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 2, 2000
First registration: Jun 3, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4106988

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 18, 2012	n/a	yes	EAST GREENWICH, RI	Current employment
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Dec 18, 2006	Jan 3, 2007	no	EAST GREENWICH, RI	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Dec 18, 2006	Jan 11, 2012	no	EAST GREENWICH, RI\|MALDEN, MA\|EAST GREENWICH, RI	Previous registration
COMPASS CAPITAL CORPORATION	Independent wealth	Jun 3, 2004	Dec 31, 2006	no	EAST GREENWICH, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 11, 2012	Jan 18, 2012	7	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	CANTELLA & CO., INC.	Jan 3, 2007	Dec 18, 2006	-16	Firm change	Other
COMPASS CAPITAL CORPORATION	BRECEK & YOUNG ADVISORS, INC.	Dec 31, 2006	Dec 18, 2006	-13	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 18, 2012 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Dec 18, 2006 to Jan 11, 2012factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Dec 18, 2006 to Jan 3, 2007factForm ADV
→ COMPASS CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Jun 3, 2004 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.