DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••••• A•••• M•••••••••
MENLO PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••••• A•••• M••••••••• | Bd affiliated wealth | Mar 17, 2025 | n/a | yes | MENLO PARK, CA | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 4, 2022 | Jan 10, 2024 | no | Lone Tree, CO|Omaha, NE|Southlake, TX|Westlake, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | R•••••••• A•••• M••••••••• | Jan 10, 2024 | Mar 17, 2025 | 432 | Firm change after gap | Ibd to new firm |
| T• A••••••••• I••• | C•••••• S••••• • C••• I••• | Oct 14, 2022 | Oct 4, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:TX:2021-04-20 | Apr 29, 2021 | Aug 23, 2018 | SOUTHLAKE, TX | Firm change after gap |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Aug 23, 2018 | Apr 29, 2021 | no | Southlake, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Aug 23, 2018 | Oct 14, 2022 | no | Westlake, TX|Westlake, TX | Previous registration |
| -10 |
| Channel change |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Apr 29, 2021 | Aug 23, 2018 | -980 | Channel change | Other |