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B•••• A•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

B•••• A•••••• C•••••

Advisor at C••••• F•••••••• C••••••• L••

WHITEFISH BAY, WI

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Search this name across graphsid dfx:ria:af22901e-a346-e39f-328a-4e81febf6d52

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• C••••••• L••	State registered	Oct 6, 2025	n/a	yes	WHITEFISH BAY, WI	Current employment
F•••••••• S••••••••• I•••	Independent wealth	Jan 6, 2016	Jun 7, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• S••••••••• I•••	C••••• F•••••••• C••••••• L••	Jun 7, 2023	Oct 6, 2025	852	Firm change after gap	RIA to state RIA
P•• W••••• M•••••••••	F•••••••• S••••••••• I•••	Feb 26, 2015

Relationships

Registered with (4)

→ C••••• F•••••••• C••••••• L••Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ F•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2016 to Jun 7, 2023factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
May 30, 2013 to Feb 26, 2015factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
B•••• A•••••• C••••• left F•••••••• S••••••••• I••• for C••••• F•••••••• C••••••• L•• (registered 2025-10-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af22901e-a346-e39f-328a-4e81febf6d52
First observed: Nov 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.