RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••••• C•••••
- C••••• F•••••••• C••••••• L•• state registered currentsince Oct 6, 2025 · Whitefish Bay, Wi
- F•••••••• S••••••••• I••• independent RIAJan 6, 2016 to Jun 7, 2023 · Brookfield, Wi
- P•• W••••• M••••••••• BD affiliatedMay 30, 2013 to Feb 26, 2015 · Chicago, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 21, 2003 to May 30, 2013 · Chicago, Il
- F•••••••• S••••••••• I••• to C••••• F•••••••• C••••••• L••left Jun 7, 2023, registered Oct 6, 2025 (852 days) · RIA to a state-registered adviser
- P•• W••••• M••••••••• to F•••••••• S••••••••• I•••left Feb 26, 2015, registered Jan 6, 2016 (314 days) · Other
- V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left May 30, 2013, registered May 30, 2013 (0 days) · Other
- B•••• A•••••• C••••• left F•••••••• S••••••••• I••• for C••••• F•••••••• C••••••• L•• (registered 2025-10-06)Jun 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address