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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

VICTOR CONTENTE

Advisor at TD PRIVATE CLIENT WEALTH LLC

Riverside, RI | Marlton, NJ | Providence, RI

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Search this name across graphsid dfx:ria:af22cfeb-540e-add0-cc8c-594784a32c5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 48
Exams: S66
First exam: May 13, 2014
First registration: May 14, 2014
Dual registered: yes, broker-dealer
Other names: VICTOR MANUEL CONTENTE|VICTOR M CONTENTE
IAPD individual key: 4236501

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Oct 27, 2022	n/a	yes	Riverside, RI\|Providence, RI\|Marlton, NJ	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 21, 2020	Feb 4, 2022	no	Providence, RI\|Providence, RI\|Providence, RI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 14, 2014	Dec 31, 2020	no	PROVIDENCE, RI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 14, 2014	Dec 31, 2020	no	Providence, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	TD PRIVATE CLIENT WEALTH LLC	Feb 4, 2022	Oct 27, 2022	265	Firm change	Ibd to ibd
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Dec 31, 2020	Dec 21, 2020	-10	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Dec 31, 2020	Dec 21, 2020	-10	Channel change	RIA to ibd

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Oct 27, 2022 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 21, 2020 to Feb 4, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 14, 2014 to Dec 31, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 14, 2014 to Dec 31, 2020factForm ADV

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
Victor Contente left Charles Schwab & Co., Inc. for Td Private Client Wealth Llc (registered 2022-10-27)
Form ADVobserved 5 days ago