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RIA / WealthAdvisorCertified Financial Planner34 years in industry

LAUREN PHYLLIS PRINCE

Advisor at SAX WEALTH ADVISORS, LLC

PARSIPPANY, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:af3583ad-d680-e96f-7914-21e1061674e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 24, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAX WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 1, 1991
First registration: Sep 24, 1993
Dual registered: no
Other names: PHYLLIS LOUISE SEMCER|P LAUREN SEMCER
IAPD individual key: 2169560

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAX WEALTH ADVISORS, LLC	Independent wealth	Apr 1, 2026	n/a	yes	NEW YORK, NY\|PARSIPPANY, NJ	Current employment
PRINCE FINANCIAL ADVISORY LLC	Former SEC adviser	Apr 1, 2019	Jun 22, 2026	no	NEW YORK, NY\|Boynton Beach, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 30, 2005	Jul 22, 2011	no	RIDGEWOOD, NJ	Previous registration
NATHAN & LEWIS SECURITIES, INC.	n/a	Sep 24, 1993	Jan 28, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCE FINANCIAL ADVISORY LLC	SAX WEALTH ADVISORS, LLC	Jun 22, 2026	Apr 1, 2026	-82	Firm change after gap	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	PRINCE FINANCIAL ADVISORY LLC	Jul 22, 2011	Apr 1, 2019	2,810	Firm change after gap	Other
NATHAN & LEWIS SECURITIES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jan 28, 2003	Nov 30, 2005	1,037	Firm change after gap	Other

Relationships

Registered with (4)

→ SAX WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ PRINCE FINANCIAL ADVISORY LLCRegistered adviserregistration: previous registration
Apr 1, 2019 to Jun 22, 2026factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Nov 30, 2005 to Jul 22, 2011factForm ADV
→ NATHAN & LEWIS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 24, 1993 to Jan 28, 2003factForm ADV

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
Lauren Phyllis Prince left Prince Financial Advisory Llc for Sax Wealth Advisors, Llc (registered 2026-04-01)
Form ADVobserved 5 days ago