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T••••••• J•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

T••••••• J•••• F••••••

Advisor at F•••••• I••••••••• S••••••••• L••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:af3e9044-0702-6a48-a63e-4647a567d080

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• I••••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• I••••••••• S••••••••• L••	Independent wealth	Dec 16, 2011	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
I•••• F••• A•••••••• I•••	Independent wealth	Jun 7, 2007	Dec 20, 2011	no	WESTLAKE VILLAGE, CA\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••• F••• A•••••••• I•••	F•••••• I••••••••• S••••••••• L••	Dec 20, 2011	Dec 16, 2011	-4	Firm change	Other
C•••••••• M••••••••• G••••	I•••• F••• A•••••••• I•••	Jun 5, 2007	Jun 7, 2007

Relationships

Registered with (3)

→ F•••••• I••••••••• S••••••••• L••Registered adviserregistration: current employment
Dec 16, 2011 to presentfactForm ADV
→ I•••• F••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2007 to Dec 20, 2011factForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Aug 26, 2004 to Jun 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af3e9044-0702-6a48-a63e-4647a567d080
First observed: Aug 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.