A•• D• M•••••••

Advisor at C••• S••••• P•••••••

Morristown, NJ | RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af5e74a9-d91b-867b-eb1e-14f9743d0fc2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Oct 16, 2025	n/a	yes	Morristown, NJ\|RICHMOND, VA	Current employment
T•••••••• C•••••• A•••••••• L••	Independent wealth	Jun 3, 2019	Oct 21, 2025	no	SHORT HILLS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• C•••••• A•••••••• L••	C••• S••••• P•••••••	Oct 21, 2025	Oct 16, 2025	-5	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•••••••• C•••••• A•••••••• L••	May 24, 2019	Jun 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
299723:128545:NJ:2025-10-21	Oct 21, 2025	Oct 16, 2025	SHORT HILLS, NJ	Firm change
7691:299723:NJ:2019-05-24	May 24, 2019	Jun 3, 2019	SHORT HILLS, NJ	Firm change

Relationships

Registered with (3)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ T•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 3, 2019 to Oct 21, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 16, 2004 to May 24, 2019factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af5e74a9-d91b-867b-eb1e-14f9743d0fc2
First observed: Nov 16, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.