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CRD 144847
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ELIZABETH KATHLEEN ORSER | n/a | SOUTHLAKE, TX | 18 | 19 | n/a | no |
| JAMES BRYCE ORSER | Chartered Financial Analyst | SOUTHLAKE, TX | 12 | 32 | 1 | no |
| WILLIAM BRYCE ORSER | Chartered Financial Analyst | SOUTHLAKE, TX | 0 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ELIZABETH, ORSER, KATHLEEN | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | yes | 07/2007 | Jul 7, 2014 | Jan 11, 2024 |
| ORSER, JAMES, BRYCE | MANAGING MEMBER | D | yes | 12/2013 | Jul 7, 2014 | Jan 11, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 19, 2026 | $290M | $290M | 2 | 1 | 0 | n/a | n/a |
| 2024 | Feb 4, 2025 | $289M | $289M | 2 | 1 | 0 | n/a | n/a |
| 2023 | Jan 11, 2024 | $235M | $235M | 2 | 1 | 0 | n/a | n/a |
| 2022 | Mar 8, 2023 | $224M | $224M | 2 | 1 | 0 | n/a | n/a |
| 2021 | Feb 4, 2022 | $266M | $266M | 2 | 1 | 0 | n/a | n/a |
| 2020 | Jan 27, 2021 | $236M | $236M | 2 | 1 | 0 | n/a | n/a |
| 2019 | Feb 4, 2020 | $207M | $207M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 19, 2019 | $165M | $164M | 2 | 2 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $166M | $164M | 2 | 2 | 0 | n/a | n/a |
| 2016 | Feb 25, 2017 | $136M | $135M | 2 | 2 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $162M | $143M | 2 | 2 | n/a | n/a | n/a |
| 2014 | Feb 18, 2015 | $136M | $136M | 2 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $290M | $289M | 0.4% | $224M | 9.0% | 2 | 2 | 0 | 0 |