DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Orser Capital Management LLC
Latest filing Feb 19, 2026
First filing on the tape Jul 7, 2014 · 23 filings
SEC status approved since Jul 29, 2014
RAUM
$290M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$286M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$96.6M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$290M as of Feb 19, 2026
Feb 18, 2015$136M then
HNW client RAUM$260M as of Feb 19, 2026
Mar 26, 2018$129M then
State-registered IARs (5.B.3)2 as of Feb 19, 2026
Feb 18, 20152 then
Employees (5.A)2 as of Feb 19, 2026
Feb 18, 20152 then
Private funds: no history
RAUM +0.4% over the last fiscal year+9.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $96.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $839,946derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$260M90%
- Individuals$25.9M9.0%
- Charitable organizations$2.2M0.8%
- Corporations and businesses$1.1M0.4%
- Pension and profit-sharing plans$19,4610.0%
- Individual clients
- 77reported
- HNW clients
- 64reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 345reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Elizabeth Kathleen Orser | Southlake, Tx | Sep 21, 2007 | 19 y | 0 |
| James Bryce OrserChartered Financial Analyst | Southlake, Tx | Oct 1, 2013 | 32 y | 1 |
| William Bryce OrserChartered Financial Analyst | Southlake, Tx | Feb 12, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James Bryce Orser from Luther King Capital Management CorporationOct 1, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kathleen Orser Elizabeth · Managing Member, Chief Compliance Officercontrolsince 07/2007 · owns 50% to 75%
- Bryce James Orser · Managing Membercontrolsince 12/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southlake, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 333 to 345Feb 4, 2025 to Feb 19, 2026
- HNW clients · 58 to 64Feb 4, 2025 to Feb 19, 2026
- Individual clients · 80 to 77Feb 4, 2025 to Feb 19, 2026
- Discretionary RAUM · $289M to $290MFeb 4, 2025 to Feb 19, 2026
- HNW RAUM · $251M to $260MFeb 4, 2025 to Feb 19, 2026
- Individual RAUM · $33.0M to $25.9MFeb 4, 2025 to Feb 19, 2026
- Pension RAUM · $2.7M to $19,461Feb 4, 2025 to Feb 19, 2026
- RAUM · $289M to $290MFeb 4, 2025 to Feb 19, 2026
- Accounts · 321 to 333Jan 11, 2024 to Feb 4, 2025
- HNW clients · 50 to 58Jan 11, 2024 to Feb 4, 2025
- Individual clients · 77 to 80Jan 11, 2024 to Feb 4, 2025
- Pooled vehicle clients · 0.0 to unsetJan 11, 2024 to Feb 4, 2025
- Financial planning clients · unset to Jan 11, 2024 to Feb 4, 2025
- Discretionary RAUM · $235M to $289MJan 11, 2024 to Feb 4, 2025
- HNW RAUM · $198M to $251MJan 11, 2024 to Feb 4, 2025
- Individual RAUM · $29.1M to $33.0MJan 11, 2024 to Feb 4, 2025
- Pension RAUM · $2.2M to $2.7MJan 11, 2024 to Feb 4, 2025
- RAUM · $235M to $289MJan 11, 2024 to Feb 4, 2025
- Accounts · 310 to 321Mar 8, 2023 to Jan 11, 2024
- HNW clients · 49 to 50Mar 8, 2023 to Jan 11, 2024
- Individual clients · 75 to 77Mar 8, 2023 to Jan 11, 2024
- Discretionary RAUM · $224M to $235MMar 8, 2023 to Jan 11, 2024
- HNW RAUM · $184M to $198MMar 8, 2023 to Jan 11, 2024
- Individual RAUM · $35.9M to $29.1MMar 8, 2023 to Jan 11, 2024
- Pension RAUM · $1.9M to $2.2MMar 8, 2023 to Jan 11, 2024
- RAUM · $224M to $235MMar 8, 2023 to Jan 11, 2024
- Accounts · 313 to 310Feb 4, 2022 to Mar 8, 2023
- Individual clients · 71 to 75Feb 4, 2022 to Mar 8, 2023
- Discretionary RAUM · $266M to $224MFeb 4, 2022 to Mar 8, 2023
- HNW RAUM · $225M to $184MFeb 4, 2022 to Mar 8, 2023
- Individual RAUM · $34.7M to $35.9MFeb 4, 2022 to Mar 8, 2023
- Pension RAUM · $2.1M to $1.9MFeb 4, 2022 to Mar 8, 2023
- RAUM · $266M to $224MFeb 4, 2022 to Mar 8, 2023
- Accounts · 297 to 313Feb 1, 2021 to Feb 4, 2022
- Charity clients · 4.0 to unsetFeb 1, 2021 to Feb 4, 2022
- Corporate clients · 4.0 to unsetFeb 1, 2021 to Feb 4, 2022
- HNW clients · 47 to 49Feb 1, 2021 to Feb 4, 2022
- Individual clients · 70 to 71Feb 1, 2021 to Feb 4, 2022
- Pension plan clients · 1.0 to unsetFeb 1, 2021 to Feb 4, 2022
- Discretionary RAUM · $236M to $266MFeb 1, 2021 to Feb 4, 2022
Signals
1 dated events
- Bridger Capital Management, Llc filed its initial SEC registration (Form ADV)Jul 7, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ORSERCAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 817- 697-2385reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026