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Advisor at MORGAN STANLEY
New Orleans, LA | Lake Charles, LA | Shreveport, LA | Baton Rouge, LA | Houma, LA | RIDGELAND, MS | Mandeville, LA | Lafayette, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 18, 2017 | n/a | yes | New Orleans, LA|Shreveport, LA|Houma, LA|Lafayette, LA|RIDGELAND, MS|Mandeville, LA|Baton Rouge, LA|Lake Charles, LA | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 26, 2016 | Dec 4, 2017 | no | Fort Worth, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 26, 2016 | Dec 4, 2017 | no | WestLake, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 4, 2017 | Apr 26, 2016 | -587 | Firm change after gap | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 4, 2017 | Apr 26, 2016 | -587 | Channel change | Other |