DFX Intelligence

D•••• A••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

D•••• A••••• S••••••

Advisor at L•• F•••••••• L••

BROOKHAVEN, GA | CHAMBLEE, GA

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Search this name across graphsid dfx:ria:af6b5e20-1d78-72a3-4b0a-a4383bd3b7d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 25, 2022	n/a	yes	CHAMBLEE, GA\|BROOKHAVEN, GA	Current employment
B••• W•••• A•••• M•••••••••	Independent wealth	Apr 24, 2018	Feb 3, 2022	no	Duluth, GA\|GRAND RAPIDS, MI\|Chamblee, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W•••• A•••• M•••••••••	L•• F•••••••• L••	Feb 3, 2022	Jan 25, 2022	-9	Firm change	RIA to ibd
I••••• F•••••••• C•••••••••	B••• W•••• A•••• M•••••••••	Feb 20, 2018	Apr 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
12984:175362:WI:2018-02-14	Feb 20, 2018	Apr 24, 2018	APPLETON, WI	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 25, 2022 to presentfactForm ADV
→ B••• W•••• A•••• M•••••••••Registered adviserregistration: previous registration
Apr 24, 2018 to Feb 3, 2022factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 18, 2009 to Feb 20, 2018factForm ADV
→ O•••• W•••••• I•••

Dated events

Occurred
Feb 3, 2022
Advisor changed firm
D•••• A••••• S•••••• left B••• W•••• A•••• M••••••••• for L•• F•••••••• L•• (registered 2022-01-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af6b5e20-1d78-72a3-4b0a-a4383bd3b7d5
First observed: Sep 21, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.