A••• W••••

Advisor at T••••••••• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af729083-9dd1-ec7b-f70c-31818b9a2b59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• M•••••••••	Independent wealth	Aug 30, 2024	n/a	yes	Sherman Oaks, CA\|CARMEL BY THE SEA, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Apr 12, 2023	Aug 30, 2024	no	SAN DIEGO, CA\|Sherman Oaks, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	T••••••••• W••••• M•••••••••	Aug 30, 2024	Aug 30, 2024	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 30, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 12, 2023 to Aug 30, 2024factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af729083-9dd1-ec7b-f70c-31818b9a2b59
First observed: Apr 12, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.