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RIA / WealthAdvisor12 years in industry

Katherine Taylor Stevick

Advisor at ALIGN FINANCIAL PLANNING

SOUTHERN PINES, NC

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Search this name across graphsid dfx:ria:af995506-cc29-012b-8fa0-0a1c6ebf2900

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALIGN FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 27, 2014
First registration: Jun 16, 2014
Dual registered: no
Other names: KATHERINE TAYLOR JOHNSON|KATY TAYLOR JOHNSON|KATY TAYLOR STEVICK
IAPD individual key: 6289117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALIGN FINANCIAL PLANNING	State registered	Apr 4, 2024	n/a	yes	SOUTHERN PINES, NC\|SOUTHERN PINES, NC	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 3, 2020	Feb 9, 2023	no	Raleigh, NC\|FAYETTEVILLE, NC\|Fayetteville, NC	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Nov 4, 2020	no	FORT WORTH, TX\|Fayetteville, NC\|FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Jun 16, 2014	Dec 15, 2015	no	FAYETTEVILLE, NC\|FAYETTEVILLE, NC\|Fayetteville, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	ALIGN FINANCIAL PLANNING	Feb 9, 2023	Apr 4, 2024	420	Firm change after gap	Ibd to state RIA
FIRST COMMAND ADVISORY SERVICES	MML INVESTORS SERVICES, LLC	Nov 4, 2020	Nov 3, 2020	-1	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ALIGN FINANCIAL PLANNINGRegistered adviserregistration: current employment
Apr 4, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 3, 2020 to Feb 9, 2023factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Nov 4, 2020factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jun 16, 2014 to Dec 15, 2015factForm ADV

Dated events

Occurred
Feb 9, 2023
Advisor changed firm
Katherine Taylor Stevick left Mml Investors Services, Llc for Align Financial Planning (registered 2024-04-04)
Form ADVobserved 6 days ago