DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• T••••• S••••••

A•••• F•••••••• P•••••••state registeredSouthern Pines, NcIA-onlyIAPD 6289117

Feed of 09/14/2026

Also filed as Katherine Taylor Johnson

At current firm

2 y

since Apr 4, 2024

In the industry

12 y

since Mar 27, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• F•••••••• P••••••• state registered current
since Apr 4, 2024 · Southern Pines, Nc
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 3, 2020 to Feb 9, 2023 · Raleigh, Nc
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Nov 4, 2020 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jun 16, 2014 to Dec 15, 2015 · Fayetteville, Nc

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to A•••• F•••••••• P•••••••
left Feb 9, 2023, registered Apr 4, 2024 (420 days) · Affiliated broker-dealer or bank to a state-registered adviser
F•••• C•••••• A••••••• S••••••• to M•• I•••••••• S•••••••• L••
left Nov 4, 2020, registered Nov 3, 2020 (-1 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

K•••••••• T••••• S•••••• left M•• I•••••••• S•••••••• L•• for A•••• F•••••••• P••••••• (registered 2024-04-04)
Feb 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address