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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Thomas John McDonald

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Clearwater, FL

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Search this name across graphsid dfx:ria:af9dc230-10e4-ff66-7412-4824a2c50f4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 15, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 12, 2020
First registration: Sep 15, 2023
Dual registered: yes, broker-dealer
Other names: Thomas McDonald|Thomas McDonald
IAPD individual key: 6932575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 25, 2026	n/a	yes	Clearwater, FL	Current employment
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Independent wealth	Oct 28, 2025	Nov 6, 2025	no	TAMPA, FL	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 18, 2024	Jun 6, 2025	no	TAMPA, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 15, 2023	Nov 12, 2024	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 6, 2025	Mar 25, 2026	139	Firm change	RIA to ibd
LPL ENTERPRISE, LLC	SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Jun 6, 2025	Oct 28, 2025	144	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 12, 2024	Nov 18, 2024	6	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered adviserregistration: previous registration
Oct 28, 2025 to Nov 6, 2025factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 18, 2024 to Jun 6, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 15, 2023 to Nov 12, 2024factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Thomas John Mcdonald left Sandy Morris Financial & Estate Planning Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2025
Advisor changed firm
Thomas John Mcdonald left Lpl Enterprise, Llc for Sandy Morris Financial & Estate Planning Services, Llc (registered 2025-10-28)
Form ADVobserved 4 days ago