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Advisor at LPL FINANCIAL LLC
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 18, 2024 | n/a | yes | SAN ANTONIO, TX | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 26, 2024 | Jul 30, 2024 | no | San Antonio, TX|San Antonio, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jul 30, 2024 | Oct 18, 2024 | 80 | Firm change | Ibd to ibd |