DFX Intelligence

C••••••••• M•••••• V•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••••••• M•••••• V•• S••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Hondo, TX | Boerne, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afb068e6-866b-d9b3-e4c5-ea04c449a3f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 19, 2025	n/a	yes	Hondo, TX\|Boerne, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 14, 2018	Jun 12, 2025	no	Victoria, TX\|Schertz, TX\|Colorado Springs, CO\|Elk City, OK\|Victoria, TX\|Houston, TX\|Schertz, TX\|Houston, TX\|Austin, TX\|Parker, CO\|College Station, TX\|Killeen, TX\|North Richland Hills, TX\|Midland, TX\|McAllen, TX\|Woodville, TX\|Tahlequah, OK\|Decatur, TX\|Waco, TX\|Perryton, TX\|Corpus Christi, TX\|Hondo, TX\|Laredo, TX\|Galveston, TX\|San Antonio, TX\|Sugar Land, TX\|Tyler, TX\|Bowie, TX\|Lewisville, TX\|Austin, TX\|Oklahoma City, OK\|Austin, TX\|Hondo, TX\|Schertz, TX\|Austin, TX\|Lockhart, TX\|Boerne, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 12, 2025	May 19, 2025	-24	Firm change	Ibd to ibd
I••••••••• P••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Sep 25, 2018	Jun 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:149018:TX:2025-06-11	Jun 12, 2025	May 19, 2025	BOERNE, TX	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 19, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2018 to Jun 12, 2025factForm ADV
→ I••••••••• P••••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2009 to Sep 25, 2018factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
C••••••••• M•••••• V•• S•••••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afb068e6-866b-d9b3-e4c5-ea04c449a3f5
First observed: Jan 25, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.