DFX Intelligence

F•••• L•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

F•••• L•••• M•••••

Advisor at O•• • O•• W••••• M••••••••• L••

JUPITER, FL

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Search this name across graphsid dfx:ria:afb1edb9-6fc8-640b-bdf8-b5f9cf38ef57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 20, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• • O•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 13, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• • O•• W••••• M••••••••• L••	Independent wealth	Nov 17, 2020	n/a	yes	JUPITER, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 21, 2006	Nov 25, 2020	no	PALM BEACH GARDENS, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	O•• • O•• W••••• M••••••••• L••	Nov 25, 2020	Nov 17, 2020	-8	Firm change	Ibd to new firm
L••• M•••• W••• W•••••• I•••••••••	R•••••• J•••• • A••••••••• I•••	Feb 7, 2006	Feb 21, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:310906:FL:2020-11-16	Nov 25, 2020	Nov 17, 2020	PALM BEACH GARDENS, FL	Firm change

Relationships

Registered with (3)

→ O•• • O•• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 17, 2020 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2006 to Nov 25, 2020factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration
Jan 20, 1998 to Feb 7, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afb1edb9-6fc8-640b-bdf8-b5f9cf38ef57
First observed: Jan 20, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.