DFX Intelligence

O•• • O•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

O•• • O•• W••••• M••••••••• L••

CRD 310906

JUPITER, FL

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Search this name across graphsid dfx:ria:0f634f0f-dbc4-455a-0a5d-439fdc758936

Data as of Sep 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 22, 2020 to Sep 21, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $383M••• Locked
Discretionary RAUM: $349M
Private client RAUM: $368Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $76.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• A•••••• D••••••••	n/a	JUPITER, FL	5	19	2	no
F•••• L•••• M•••••	Certified Financial Planner	JUPITER, FL	5	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• K••••• A••••••	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	yes	10/2020	Sep 22, 2020	Mar 20, 2024
M•••••• F••••• L••••	MANAGING PARTNER	D	yes	10/2020	Sep 22, 2020	Mar 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$383M	$271M	41.4%	$230M	18.6%	5	5	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• • A••••••••• I•••	4	Nov 16, 2020	Nov 17, 2020	PALM BEACH GARDENS, FL	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (6)

← D•••• S••••••• B•••Advisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← E••• J••• B•••••••••Advisorregistration: current employment
Mar 22, 2023 to presentfactForm ADV
← F•••• L•••• M•••••Advisorregistration: current employment
Nov 17, 2020 to presentfactForm ADV
← C•••••• A•• S••••••••

Dated events

Occurred
Feb 10, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$112M
Occurred
Jan 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 22, 2020
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f634f0f-dbc4-455a-0a5d-439fdc758936
First observed: Sep 22, 2020
Last observed: Sep 21, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.