DFX Intelligence

E••• S•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

E••• S•••• W••••••

Advisor at L•• F•••••••• L••

ORCHARD PARK, NY

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Search this name across graphsid dfx:ria:afbb010b-6bbc-eddc-f160-1f4a37fc7d50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 2, 2024	n/a	yes	ORCHARD PARK, NY	Current employment
W•• A•••• M••••••••• L••	Independent wealth	Oct 23, 2015	Jan 24, 2024	no	WILLIAMSVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• A•••• M••••••••• L••	L•• F•••••••• L••	Jan 24, 2024	Feb 2, 2024	9	Firm change	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ W•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2015 to Jan 24, 2024factForm ADV

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afbb010b-6bbc-eddc-f160-1f4a37fc7d50
First observed: Oct 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.