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Advisor at HERGENROEDER FINANCIAL ADVISORS, INC.
TIMONIUM, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERGENROEDER FINANCIAL ADVISORS, INC. | Independent wealth | May 6, 2026 | n/a | yes | TIMONIUM, MD | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 30, 2023 | Apr 15, 2026 | no | BALTIMORE, MD|COLUMBIA, MD|COLUMBIA, MD|BALTIMORE, MD|NEW YORK, NY|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|LUTHERVILLE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HERGENROEDER FINANCIAL ADVISORS, INC. | Apr 15, 2026 | May 6, 2026 | 21 | Firm change | Wirehouse to RIA |